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Can MCA Funders Contact My Customers? (UCC 9-406 Notices)

Your customers get a letter. It isn't from you.

Your best customer calls, confused, holding a letter that says pay your funder instead of you. That's a 9-406 notice, and yes, it's usually legal. Here's what it does and what you can do back.

See The Rankings
By SKA Law Group Updated September 2026 3 min read 4 firms reviewed
#1
Our Top Pick

Delancey Street

Delancey Street does business debt and nothing else. Settled over $100M, most of it MCA. You pay zero until a deal exists.

Redirected money beats redirected panic. People who've unwound these notices know exactly which ones hold up.

Visit DelanceyStreet.com Free consultation · No upfront fees

Stories From Real People

Here's What I Do When Funders Write To Your Customers.

Customer notices are the cruelest thing funders do. Not the most expensive, the cruelest. A UCC notice of assignment tells your customers to pay the funder instead of you, and it arrives looking like a court order. Your customers don't know what it means. They just know their vendor is in trouble.

First, I get the notice and read what it actually claims. Last spring it was a beer distributor in Philadelphia. Forty accounts, $88,000 advance, two big bars closed in a month. The letters went out thirty days after default. Two accounts stopped ordering because they assumed he'd sold the business. One bar double-paid, then short-paid him the next month. Receivables down 35 percent in three weeks.

Second, I demand proof. Proof the assignment is valid, plus an itemized balance, in writing. Took them three weeks to produce both. Their paperwork had gaps you could drive a truck through. Funders send these notices fast and document them slowly. That gap is leverage.

Their lawyer called the demands fishing. I told him fishermen catch things, which ended that objection. Three weeks later the documents arrived, incomplete and damning at once. Half the balances didn't match the notices. I highlighted the gaps and sent them back. Funders who document slowly usually have a reason. The reason is never good for them.

Third, the client does the human part while I do the legal part. He drove his route with a one-page letter saying he was operating and disputing the balance. A bar owner he'd served six years called to ask, gently, if he was okay. Not angry. Worried, like he'd heard about an illness. That call cost the funder more goodwill than any motion I filed.

We made withdrawal of the notices part of the deal. $33,000 structured over ten months, notices pulled within five business days of signing, and a UCC lien termination filed and confirmed. He lost two accounts permanently. The other thirty-eight stayed. The letters did more damage in a month than the default itself.

No broker mentions customer notices at signing. They never do. Ask yours about assignment clauses before you sign and watch the subject change. That subject-change is worth more than the brochure.

One more thing. If your customers get letters, tell them the truth fast. Operating, disputing, notices are part of the dispute. Silence lets them write their own story, and their story is always worse than yours.

The 2026 Rankings

So we looked at four firms that do this kind of work. Here's how they all stack up against each other, and what each one is realistically going to cost you.

2
Best for Asset-Heavy Restructuring

Second Wind Consultants

Second Wind doesn't negotiate. They reorganize. Different animal.

Their tool is the Article 9 sale. The law splits a good business off its killer debt. Legal and brutal both. Funders hate it, and that tells you plenty.

Fit runs narrow. Two advances, no assets, nothing to grip. They'll say so themselves.

Priced per deal. Numbers aren't published. Expect a talk, not a menu.

Strengths

  • Article 9 sales, the specialty
  • Not bankruptcy, if the business is sound
  • Long time in the game

Considerations

  • Overkill for a plain stack
  • No prices upfront
3
Longest Operating History

Corporate Turnaround

Corporate Turnaround opened in 1998. Older than the MCA industry. In a trade where firms vanish yearly, that run counts.

They do structured repayment plans. Good with vendor debt and trade debt both.

Slow by design. A daily debit killing you this month won't wait on a 12-month plan.

MCA runs thin here next to the specialists above. Wrong room for a stack.

Strengths

  • Around since 1998
  • Vendor and trade debt, solid

Considerations

  • Plans take months
  • MCA is the sideline
4
Budget Option

CuraDebt Business

CuraDebt leads consumer, takes business on the side. Know it going in.

Reason they're listed: cheapest way in. Small balance, the price can make sense.

One small advance, no suit filed, could be all you need.

Served on a confession, scroll to number one. Different problem, different tool.

Strengths

  • Takes small balances
  • Easy to reach, been around

Considerations

  • Business is the side gig
  • Thin on MCA specifics

Side-By-Side Comparison

Company Best For MCA Expertise Fee Model Attorney Involvement
Second Wind Consultants Asset-heavy restructuring Article 9 only Transaction-based Through deal counsel
Corporate Turnaround Vendor & trade debt Thin Program fees No
CuraDebt Business Smaller debt loads Very thin Percentage of enrolled debt No

Fees vary by case. Confirm terms before you sign anything.

9-406 Notices: The Short Version

Customers holding letters? Here's the crash course.

  • Yes, they can contact them. UCC 9-406 lets a secured funder notify your account debtors. Customers, clients, anyone who owes you money.
  • The letter redirects payment. Pay us instead of them, it says. Customers who comply are legally covered. That's what makes it hurt.
  • It takes a real UCC position. Filed lien, attached interest, default declared. Missing pieces make the notice attackable.
  • Customers usually comply. Nobody wants the middle of your fight. Most pay the funder and ask you later.
  • It kills cash flow first. Money reroutes before any court date. This is pressure by design, not by accident.
  • Some notices overreach. Wrong accounts, inflated amounts, scare language. Read every line against your contract.
  • You can respond, fast. Dispute defects, settle the position, redirect back. Speed limits the damage.
  • Prevention beats cleanup. Deal with the funder before notices go out. After is messier and pricier.

Anatomy Of A 9-406

From filed lien to rerouted money. Faster than court, every time.

9-406 timeline SEVERITY INCREASES → 1 LIEN FILED UCC on record DAY 0 Sleeps quietly 2 DEFAULT Trigger pulled MONTH X Funder moves 3 NOTICE SENT Letters go out DAYS AFTER Customers read 4 REDIRECT Pay them now SAME WEEK Cash reroutes 5 CRUNCH OR DEAL Bleed or settle WEEKS AFTER Leverage peaks
No lawsuit needed for any of this. That's the point of the statute.
  • Stage 1: The lien sleeps. Filed at funding against receivables. Invisible until default. Your customers never knew.
  • Stage 2: Default wakes it. Missed payments trigger enforcement rights. The funder's lawyer drafts the letters.
  • Stage 3: Notices land. Your customers get told to redirect payment. The statute covers them if they comply.
  • Stage 4: Money moves. Receivables flow to the funder. Your operating cash thins by the week.
  • Stage 5: Crunch or deal. Bleed until settlement, or cut the deal that pulls the notices back.

What The Notice Can And Can't Do

The statute gives a lot. It doesn't give everything.

Their moveAllowed?Fine print
Tell customers to pay the funder YES Core 9-406 right, where the lien holds
Demand the full balance from them NO Only what they actually owe you
Contact customers repeatedly YES Within reason, harassment lines apply
Lie about what you owe NO False amounts are actionable
Redirect future receivables YES If the security agreement covers them
Freeze customer accounts NO They redirect payments, nothing more

Read every notice against your contract. Overreach is common.

Notice Damage By Response

Same letters. Three costs.

Notice cost by response Settle before notices ~$50-70K Settle mid-redirect ~$80-100K Ride it out $140K+customers $0 $40K $80K $120K $160K
Ballpark on $100K. Lost customers don't show on the balance sheet.

Notices Just Went Out

Customers calling already? Move in this order.

  1. 1
    Read your copy first.

    Get the exact letter. Amounts, accounts named, dates. Details decide defenses.

  2. 2
    Call your top customers.

    Brief, calm, honest. Tell them you're handling it. Silence loses them.

  3. 3
    Check the <a href="https://www.abfjournal.com/ucc-9-406-notices-in-the-mca-market-when-payment-must-be-redirected-by-account-debtors/" rel="noopener">lien position</a>.

    Filed correctly, attached properly, default valid. Holes kill notices.

  4. 4
    Dispute defects in writing.

    Wrong amounts, wrong accounts, overreach. Paper trail starts now.

  5. 5
    Open settlement talks.

    Notices usually pull back with a deal. Funders want money, not your customers.

What We Keep Seeing

9-406 files, straight from the stack.

  • Customers comply first. Nine in ten pay the funder. Fighting the letter isn't their job.
  • Amounts get inflated. Notices claim more than owed, regularly. Verify against your books.
  • Small customers panic most. Big ones call counsel. Small ones just pay whoever yells.
  • Deals retract notices. Signed settlement pulls the letters. Get the retraction in writing.

How Business Debt Settlement Works

01

Case Review

Someone reads the file before quoting anything. Contracts, statements, UCC filings. Built from documents, not your memory of signing.

02

Stop The Debits

Reconciliation goes in first, in writing, done right. The daily debit is killing the business, so it gets handled first.

03

Negotiate

Each position worked alone. Weak leverage on their end means low numbers on yours.

04

Paper It

Docs signed, liens killed, judgments handled. File the UCC-3. A deal without paperwork is a discount with a clock on it.

Sources Worth Your Time

Where the facts above come from. Primary sources first.

Talk To Someone Before The Next Debit.

Free review, no fee until a deal exists. One conversation and the guessing stops.

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